and designated the SEC to co-host with all relevant sectors to translate these policies and directions into the establishment of the Capital Market Development Plan 2022 – 2027. The Ministry of Finance
organized activities proactively and continuously, especially the creation of cooperative mechanism among relevant regulatory agencies to ensure clearcut implementation. A survey on the readiness of
involving laws in Thailand, and exchange aspects from practitioners for digital asset consideration. “SEC will be an agency which opens for comments, enriches knowledge for all relevant parties, holds
relevant documents and then immediately order to sell the entire fund from the account. {D}, on the other hand, agreed to make whole to the client by compensating all loss incurred from that unauthorized
predicate offense under the Money Laundering Control Act. The SEC has therefore forwarded the case to the Anti-money Laundering Office for further consideration regarding relevant matters. In any case, filing
company and a listed company under the relevant notification. These persons, therefore, cannot perform duties as directors or executives of listed companies during the period they are being prosecuted
August 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and demeanors of the person under
investigation, the public prosecutor’s prosecution, and the court’s adjudication, respectively. The SEC will follow up on the progress of the ongoing legal proceedings and fully collaborate with relevant agencies
prosecution shall be extinguished. ?The new amendments have been considered by relevant parties in many sectors to ensure that the provisions are appropriate and applicable to the increasingly complicated
.? _________________________ *The Notifications of the Capital Market Supervisory Board regarding Rules on Capital Market Personnel relevant to these cases are: (a) Panita violated Clause 20(1) and Clause 20(2) of the