officials or make an appointment for consultation service at SEC office without any charge.”Simultaneously, SEC has also improved its internal work process in receiving information, clues and complaints
process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into
under the responsibility of SEC. And it is also in line with the mission of the Central Institute of Forensic Science in using forensic science to promote the judicial process and cooperate with
information is required in the filing of debt instrument offering including use of proceeds, process for project evaluation and selection, management of proceeds, and reporting. Appointment of an external
(KYC) process.(2) Encouraging the use of the NDID platform for the elimination of redundancy in identity proofing process. The platform is trustworthy regulated under the laws, decreases the burden
to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019. _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an
private fund from being seized by legal process if asset management companies are in debt, SEC has proposed to revise the related regulations in order that the investors’s assets could be protected if
process if private fund operators are in debt, SEC has proposed to revise the related regulations so that the investors of the private fund could be protected the assets if this situation happens.SEC
example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to