Company Limited’s shares offering in the form of general or to the public without approval from the SEC office. SEC Act S.300 in conjunction with 34 Settlement Committee Meeting No. 12/2022 Settlement
newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2023 Settlement
securities in the category of promissory note without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2023
the approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 65/2023 Dated 09
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement
Ngern Tid Lor Public Company Limited Ngern Tid Lor Public Company Limited offer to sell newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by
the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 106/2024 Dated 19/12/2024
securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with Section 83 of
approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 40/2025 Dated 25/04/2025