benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the

shareholders’ equity in the financial statements for the latest financial year submitted to the SEC. In the case where a company fails to submit the financial statements for the latest financial year but

Licensee List and more information are available on www.เสี่ยงสูง.com. In case of tips on suspicious acts, please call SEC Help Center at 1207 so that the SEC can conduct further investigation. In case of

operator.  Noted: Filing a criminal complaint is the commencement of the criminal process. Under the Criminal Procedure Code, after receiving the complaint, the inquiry officer will investigate the case

asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite

and executives are subject additional disclosure only in case of simultanous holding of similar positions at other listed companies. This requirement also applies to independent directors who provide

for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the

record clients' trading orders, the SEC probed into the case and found that both investment consultants, several times, did not record clients' orders. {A} and {B} claimed that they received clients

Bangkok, March 9, 2011 - Following online news on statement of former Deputy Finance Minister, Pichai Naripthaphan, now a member of Pheu Thai Party?s working group on economic, he requested the SEC

through his client's account in large trading volume for over three months. {B}'s actions were deemed interfering with client's assets. In case of {C}, the SEC received a complaint lodged by a client of a