stipulate that it is the duty of the intermediary to do as such; (5) ensure that its providing services are consistent with the intention of the client and perform at least as follows: (a) provide

or omit any other action as prescribed by the SEC Office to ensure that the intermedairy will be able to regain the maintenance of capital in accordance with the Notification concerning Maintenance of

operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take or omit any other action as prescribed by the SEC Office to ensure

an authorised person of the CIS Operator of the ARFP Passport Fund. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) (name of the CIS

the reporting plan specified in Paragraph 1(2)(d) of Clause 3; (6) supervising the operation to ensure compliance with the provisions of this Notification, including the governing laws or associated

1(2)(d) of Clause 3; (6) supervising the operation to ensure compliance with the provisions of this Notification, including the governing laws or associated regulations. Clause 5 An approved person

: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a

any other acts as specified in the Notification of the Office. Clause 7. In the case where the business operator acts as agent of the securities lender, it shall also: (1) ensure safekeeping of the

securities lender, it shall also: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause

premise in advance within reasonable time. In case of closing of full-service branch office or online branch office, the securities company shall ensure that customer can use service of head office or other