have been introduced and, to the extent the development of new products or services has been publicly disclosed, give the status of development. 3. Summarize information regarding the extent to which the
no futher consideration the related issue. 3. Appointment of Independent Financial Advisor (IFA) to give the opinion on the acquisition of assets and also submits this opinion to Securities and
persons from whom they will be acquired and how the cost to the issuer is/or will be determined. 5. If the proceeds may or will be used to finance or refinance the acquisition of other businesses, give a
independent prudence or having other relationship in such a way as be unable to give independent opinion relating to the operation of a company: O yes (please specify in detail) O having relationship with the
in conflict in such a way as to obstruct independent prudence or having other relationship in such a way as be unable to give independent opinion relating to the operation of a company: O yes (please
consideration to prohibit duty performance, suspend or revoke an approval if any capital market personnel possess the third category of prohibited characteristics, or give opinions to the SEC Office on any
) management of information relating to clients’ assets . Clause 7 In undertaking custody of clients’ assets , a securities company shall proceed as follows: (1) give information and have its clients sign for
relating to clients’ assets. Clause 7 In undertaking custody of clients’ assets, a securities company shall proceed as follows: (1) give information and have its clients sign for acknowledgement of