of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a solution
perform duties as investment consultant, investment planner or investment analyst, as the case may be, who has obtained an approval from the SEC Office in accordance with the Notification of the Capital
juristic person to provide consultation or make a plan relating to investment units [to investors], such person shall have its personnel to perform duties as investment consultant, investment planner or
transfer the 2 rights and duties in accordance with agreements in (a) and (b) to BCPR. 3. General characteristics of transaction The Company invests through its subsidiary, BCPR, which would subscribe new
other duties, fees and property tax) 2. Total Value and Criteria Used in Determining a Transaction’s Total Value Total value of transaction is 7,815,600 Baht, the transaction is considered as connected
amount is not exceeding Baht 4,885,600 (excluding other duties, fees and property tax) 2. Total Value and Criteria Used in Determining a Transaction’s Total Value Total value of transaction is 4,885,600
baht per Square meters) Total Rental Fee For 31 months, total rental amount is not exceeding Baht 4,885,600 (excluding other duties, fees and property tax) Panjawattana Plastic PCL. 28 Moo 2, Tumbol
Duties as Marketing Officer of Securities Company / Commercial Bank 15. Report/Form (Notification of Securities and Exchange Commission) Form 113-2 Form for Changing of Information of Marketing Officers
service contract of securities registrar: (1) rights, duties and responsibilities between the securities registrar and clients; (2) fees or any expenses (if any) to which clients are bound by the contract