. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory
complaint were {A} and {D} for being accomplices in the said violation. {A} in colluding with {B} and {C} had traded TWZ shares with the intention to induce the general public into buying or selling such
Authority (ACRA) and the SEC Thailand. The AARG roles extend to elevating audit oversight and quality in the region and being a channel for knowledge sharing and promoting ASEAN capital markets linkage
products or services being offered must be prominent. If containing a referral statement from others, furthermore, the source of the information must be reliable and clearly specified. In case of appointing
?Being the host of the IOSCOAPRC Meeting again this year reflects the SEC?s well recognition and active roles in international arena. The seminar which will take place on November 30 will be joined by
digital asset business operators, as they will not receive legal protection and are at risk of being scammed, as well as exposed to money laundering risks. A list of licensed business operators is available
Public Company Limited ("MILL")'s share price by conducting financial transactions related to MILL share trading and being a beneficiary, instead of them, in a juristic person and trading
defrauding, which caused damage on a large scale, under either Thai or foreign law; (3) being subject to a complaint or a legal action for an offence related to property by a relevant agency only on the ground
, without planning or analyzing of investment. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such