professional to conform to investors’ trust, the derivatives fund manager shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to respective work units; supervision of its
, duties and responsibilities between the securities registrar and the securities issuer; (5) positions, number, power and duties of the employees who will work at the unit responsible for providing services
experiences and qualifications of the person whom the applicant will appoint as the authorized person of securities registrar; (4) rights, duties and responsibilities between the securities registrar and the
well as the persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the
pay rental fee 3 years in the rate of Baht 148,456 per month (154 baht per square wah) Total Rental Fee For 36 months, total rental amount is not exceeding Baht 5,344,416 (excluding other duties, fees
as of January 17, 2018 Determination/Change in the scope of duties and responsibilities of the audit committee with the following details