Bangkok, November 9, 2011 ? The SEC ordered Tongkah Harbour Plc. (THL) to arrange a special audit with regard to the company?s internal control, appropriateness of connected transactions and asset management, conducted by an SEC-approved auditor working for one of the big four audit firms. The suspicious grounds for such audit are: (1) the placement of THL assets as collateral for stay of legal execution against related company, (2) high-interest rate loan agreement with related company, (3) oth...

Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions

interested parties are welcome to submit comments and suggestions through the website or email: debt@sec.or.th. The public hearing ends on 9 February 2024. ________________________Remarks:   * Excluding bills

Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to

In February 2024, the SEC conducted a public hearing on the proposed principles concerning the licensing of securities and derivatives businesses. Most respondents agreed with the principles for

Earlier on 5 August 2021, the SEC Board Meeting No. 14/2564 approved the proposal for amending the regulations related to supervision of digital asset business operators whereby digital asset

majority investors were retail investors, accounting for approximately 81 percent, and HNW accounting for approximately 6 percent.  SEC is therefore proposing principles for amending the rules on

Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator