Civil Construction Services and Products Company Limited Between 19 July 2018 to 30 October 2020, Civil Construction Services and Products Company Limited (“CCSP”) offered for sale newly issued

Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without

Ngern Tid Lor Public Company Limited Ngern Tid Lor Public Company Limited offer to sell newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by

Maybank Securities (Thailand) Public Company Limited Between 27 October 2020 to 22 February 2021, Maybank Securities (Thailand) Public Company Limited as a Securities brokerage business has sold

Maybank Securities (Thailand) Public Company Limited Between August 30, 2021 and October 2, 2024 Maybank Securities (Thailand) Public Company Limited ("MST") as a securities underwriter

Yuanta Securities (Thailand) Company Limited Between May 9, 2022 and August 7, 2023 Yuanta Securities (Thailand) Company Limited as a securities underwriter, failed to comply with the rules

TTCL Public Company Limited TTCL Public Company Limited (“TTCL”) had a duty to prepare and submit the accurate financial statement for Q1 year 2020 in accordance with the notification of the

AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the audited financial statements for the year

AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the annual registration statement / annual

Coins TH Company Limited On September 7, 2024, Coins TH Company Limited ("Coins TH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and procedures as