principles for amending the Securities and Exchange Act B.E. 2535 (1992) in three major areas, namely: (1) the granting of approval to audit firms and auditors in the capital market, (2) the collection of
Bangkok, February 15, 2013 ? The SEC hosted the first meeting of heads of capital market policy makers and regulators in the Mekong region on February 8, 2013 in Bangkok. This high-level meeting was
, the Stock Exchange of Thailand, the Association of Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Bankers Association and the
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
. ___________________________Notes: *The nine organizations co-launched the TRBN with the SEC are: (1) the Bank of Thailand, (2) the Stock Exchange of Thailand, (3) the Federation of Thai Capital Market Organizations, (4) the Thai
:*Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 1/2565 Re: Reduction of Application Fee for Approval of Auditors in the Capital Market dated 14 January 2022.
Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market, dated 23 September 2010.
National Institute of Development Administration, the leading business schools, aiming to publicize researches and exchange of knowledge and experience between academics and capital market industry.
of building confidence in the capital market. Implementing lawsuits quickly and actually against law violators will have the effect of suppressing and deterring wrongdoing in the future. Therefore, the
The Taskforce for a Competitive and Attractive Market (Taskforce), which consists of representatives from the FPO, the SEC, the SET, and the FETCO, has recently convened a joint meeting to gather