Bond Dealer and Underwriter Others (Securities Business) Derivatives Agents Derivatives Dealer Stock Exchange/Futures Exchange TSFC/IDB Approval and Qualifications Approval and Standards Practice Code of
Section 243(2) of the Securities and Exchange Act B.E. 2535 (SEA) and Section 83 of the Penal Code. The Settlement Committee therefore imposed fines on them in the amounts of 36,815,524.26 baht, 500,000
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Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate fraud in accordance with Section 90 of the Penal Code. In addition, he was also sentenced to serve 8-year
notification and code of conduct established by a securities company to comply with this Notification as specified by the Office. Division 3 25 As amended by the Notification of the Securities and Exchange
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of