Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
, investors should exercise their own judgment when considering detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment
. Capital Increase Report Form (F 53-4) 2. Details pertaining to the Request for Waiver from Mandatory Tender Offer Obligation (Whitewash) 3. Information Memorandum of Finansa Public Company Limited re
Companies ; (2) “ securities ” means any securities which are not debt instruments or investment units; (3) “ securities company ” means a company licensed to undertake securities business in the category of
General Meeting of Shareholders No.1/2018 (Revised No.1) Reference is made to a disclosure from Finansa Public Company Limited (the “Company”) to the Stock Exchange of Thailand No. For. 19/2018 Capital
Companies; (2) “securities” means any securities which are not debt instruments or investment units; (3) “securities company” means a company licensed to undertake securities business in the category of
. “securities company” means an entity granted a license to undertake securities business in the category of securities brokerage. “Notification on Standard Conduct of Business” means the Notification of the
securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean of telephone or via electronics, the securities