. Consequently, the conduct of them affected the price or volume of Aira shares to be inconsistent with the normal market condition. This case is in the process of inquiry by the inquiry official of Economic Crime
causes of damage to investors and appearance of Thai capital market. Division 2 Principle for Business Operation of an Intermediary _____________________________ Clause 3 For legitimacy of business
damage to investors and appearance of Thai capital market. Division 2 Principle for Business Operation of an Intermediary _____________________________ Clause 3 For legitimacy of business operation, an
with the following regulations: (1) specifying portfolio advisory or investment strategy of program trading shall comply with Division 1; (2) execution of trading order of capital market products
trading order of capital market products according to portfolio advisory or investment strategy of program trading shall comply with Division 2. Clause 41/2 An intermediary shall keep information and
Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and
supervision and control of the Enterprise Risk Management Division. Market Risk in Banking Book Activities KBank is exposed to interest rate, equity price and foreign exchange risks in banking book
Bangkok, August 13, 2014 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against G.O.L. (Thailand) Co., Ltd. and its director Jaray