submitted to the SEC Office. Clause 4 The intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly
intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly expenses, provided that the expenses are
/ActandRoyalEnactment/Act/act-sea2008-no4.pdf DRAFT order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have
to consider the following matters: (1) Granting an exemption from an event of default for the bond issuer’s inability to maintain the Interest-Bearing Debt to Equity Ratio not exceeding 5:1 as
following matters: (1) Granting an exemption from an event of default for the bond issuer’s unable to maintain the Interest-Bearing Debt to Equity Ratio not exceeding 5:1 as of 31 December 2024
duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following: (1) Suspend all types of business operations until the minimum
? meeting will be held on July 8, 2011.WAVE plans to acquire capital increase shares in TSE to maintain its 10 percent shareholding or may increase its holdings up to 35 percent, at a price of B10 per share
securities having characteristics similar to units as specified by the Securities and Exchange Commission. Clause 3 A securities company shall maintain its net capital not less than 15 million baht and [net
securities company shall maintain its net capital not less than 15 million baht and [net capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company