members remain committed to collectively continue these efforts to build a holistic ecosystem for sustainable growth and create connectivity, inclusiveness and resilience of ASEAN capital markets
.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According
point of the criminal enforcement process. Under this process, in order to adjudicate whether a person has committed an offense it will depend on the investigation under the authority of the
supporters, persons in (8) ? (24), allowed Sittichai and Tanika to use their trading accounts and bank accounts for the trading of MILL shares during the period. The offences committed by Sittichai, Tanika
committed to the fair balance of developments and innovations on one side and appropriate investor protection on the other. In this regard, the SEC implements the oversight principle of “same activity, same
to ecology and disclosure of information in every aspect.Anti-corruption progress indicator comprises level 1 to 5 as follows: Level 1 Committed: indicating commitment of top executive and the
Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed
announced on 9 April 2026. In this regard, the SEC and the CIB remain committed to supporting close and continuous collaboration to achieve the objective of disrupting illicit funds and technology‑related
penalties under Section 66 of the Emergency Decree. In this regard, the offense committed by Exmix is considered to have resulted from the instructions or actions of Mr. Chatpon, the director of Exmix
report and corrective action plan, and (2) the Risk Level Assessment (RLA). Business operators that need to activate their Business Continuity Plan (BCP) may allow employees to work from home in