gains. Such measures can include, for example, an inquiry on a company director's exploitation of inside information.The I Code adoption will help to create sustainable values of the invested enterprises
Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and
-9320 3. Details of Related Parties 3.1 Mr. Kongsak Hemmontharop is Vice Board Chairman of Panjawattana Plastic Public Company Limited, and major shareholder, representing 18.49 percent of authorized and
Exchange Act (No.3) B.E. 2546) “private fund management” means the management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities
Act (No.3) B.E. 2546) “private fund management” means the management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether
Thailand. 3. Details of Related Parties 3.1 Mr. Kongsak Hemmontharop is Vice Board Chairman of Panjawattana Plastic Public Company Limited, and major shareholder, representing 15.37 percent of authorized and
major shareholder, representing 6.22 percent of authorized and paid-up share capital as at 3 January 2019 3.2 Mr. Pirun Hemmontharop is Director jointly sign with the company seal affixed of PJ Composites
(Notification of Securities and Exchange Commission) (Synopsis) 23/01/2007 16/03/2007 10. Report/Form (Notification of Securities and Exchange Commission) Form EF-3 Appointment of Authorized Officer 11
complaint, the SEC found that {B} had been authorized to make securities trading decisions on behalf of the client from the account opening. {B} admitted that she made trading decisions on behalf of the
มาตรการป้องกันการใช้ประโยชน์จากข้อมูลภายใน (“inside information”) การจัดเตรียมเอกสาร ระบุมาตรการป้องกันการใช้ข้อมูลภายในที่สามารถป้องกันไม่ให้ผู้ประกอบธุรกิจใช้ประโยชน์จากข้อมูล inside information 2. นโยบาย