affect POLAR investors and shareholders. In this regard, POLAR's failure to comply with the order of the SEC is liable to contravention of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992

benefit from realization of investment in associated company by equity method.  {A}'s action was deemed as using inside information in such a way as to take advantage of other persons in violation of

imposed fines on another principal and aiders or abettors of the RICH price manipulation scheme.The action of {A}, one of the principals in the RICH price manipulation scheme, was in violation of Sections

operating activities of BLISS. The aforesaid action was in violation of Section 238 of the Securities and Exchange Act B.E. 2535 (1992), the Settlement Committee therefore imposed a fine on him in the amount

considered that the offence of ALL was the result of an order or action of Mr. Dusadee and Mr. Thanakorn. This case is in the process of inquiry by the inquiry official. SEC Act S.278 Criminal Complaint

of ALL was the result of an order or action of Mr. Dusadee and Mr. Thanakorn. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 278 Criminal Complaint

considered that the offence of ALL was the result of an order or action of Mr. Dusadee and Mr. Thanakorn. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with

According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on

Settled  |  Administrative Orders  |  Administrative Sanctions  |  Civil Action Relevant Informations > Criminal Sanction - annual Statistics > Administrative Sanction - annual statistics > Civil Sanction

Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:31 Investor Alert Investor Alert ( 0 record(s) found) Name Type of action Disclosure Date Link Data not