diverse products suitable for investors? different risk profiles while preparing the Thai capital market for linkage with international counterparts and increase channels for fund mobilization of business
appropriate for scope, quantity and complexity of their businesses. In addition, risk management structure and system must be equipped with mechanisms for check and balance, control, monitoring, and escalating
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement
Seven Hundred Thousand Myanmar Kyat) or THB 145,025,200 (One Hundred Forty Five Million Twenty Five Thousand Two Hundred Thai Baht). Structure Details will be announced in the due course. The total
date of: 03/09/2020 5. Information about the reporting person name MESA THAI PTE.LTD. 6. Person authorised to contact with the SEC (if any) Mr. Kain Seng, john ( ) to amend or supplement Form 246
reporting obligation: 3 September 2020 2.1 ( ) Acquisition (✓) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot
’ name CAZ (THAILAND) PUBLIC COMPANY LIMITED Securities Code: CAZ 2. Date of action resulting in reporting obligation 11/12/2019 Thai Securities company KTB SECURITIES (THAILAND) PUBLIC COMPANY LIMITED
’ name QTC ENERGY PUBLIC COMPANY LIMITED Securities Code: QTC 2. Date of action resulting in reporting obligation 18/02/2020 Thai Securities company FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED