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Microsoft Word - ACE MDA Q3 23 - EN_R3 1 No. ACE-ACC-4/2023 14 November 2023 Subject Management Discussion and Analysis for the period ended 30 September 2023 To President The Stock Exchange of
fails to comply with the SEC Board’ order pursuant to Section 35, Paragraph 2, of the Digital Asset Business Law, within a specified period of time, the SEC Board may propose to the Miniter of Finance for
received and a reimbursement of investigative expenses incurred by the SEC, totaling 2,423,419 baht, and shall be barred from serving as director or executive for a period of 12 months; (2) Satida shall
as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021
complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
the law*. The SEC, therefore, sanctioned the said four persons and the executive by suspension the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns