Project voluntarily for the first time in September 2019, and NACC announced that SEC was one of the 20 recipients of the NACC Integrity Awards 2019 on 19 March 2020. We also participate in the Integrity
time in order to have cross-regional discussion that serves the objective of this forum. The uncertainties caused by the pandemic have emphasized the importance of the forum as a venue for gathering
corporate bond business that is usually subject to high costs and time-consuming, complicated processes. The DLT platform can reduce costs and increase efficiency, transparency and competitiveness of
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงานเสวนา Lunch-time discussion on business and human rights in Thailand เพื่อร่วมแลกเปลี่ยน
time, intermediaries in the capital market have gradually started to use the e-KYC processes._____________________________
Following a report from Maybank Kim Eng and SEC’s further investigation, it was found that from the month of May to 5 October 2016, Pusit, who was the company’s executive at the time, had taken
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
partnership, Mark Gooding, His Majesty’s Ambassador to Thailand, said: “Financial services are a key driver of the modern economy. We are proud to take another step in our long-time partnership with SEC
approval date of the REIT offering to within 15 business days from the closing date of such offering, to allow all parties involved more time to meet all requirements.The consultation paper is available at