the temporary closure of some branches in areas and the higher proportion of take-home products and orders via food delivery services, which have lower margins due to higher packaging costs. In addition
registrar to take a photo of the contract or make a copy of the contract for the clients, the securities registrar shall provide the desired documents and may charge the clients for expenses as deemed
organizing the virtual pitching event on Zoom, which will take place on two Thursdays in the second half of March 2021." Related Content 25.03.2021 (Zoom) Virtual Pitching Event 22.03.2021 SEC SME/Startup
mule accounts, enhancing the security of public financial transactions and improving the effectiveness of combating online scams. Both laws will take effect upon their publication in the Government
, with the objective to transform capital market processes towards 100% digitalization, strengthening market competitiveness and efficiency for sustainable growth. The SEC would like to take this
competition or drawing, seeing that the promotion could lead to inequality as the winner will get higher returns than others. The SEC will accordingly take into account the principle in revising regulation
keeping of investment advice and trading orders, as the evidence indicated that she had regularly made contact with the client through tape recording system and was able to take client's orders through such
investment and asked her to take care of the trading account.Monta failed to perform her duty in compliance with the company?s rules as she, by the clients? decision, submitted a number of securities and
Krungsri Securities for a certain period of time. {C} admitted and explained that her client was not keen on investment and asked her to take care of the trading account.{D} failed to perform her duty in
approved by the Office of the Securities and Exchange Commission as qualified to be appointed as property fund manager; (6) “Manager” means a person assigned by the board of directors to take the highest