SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System Enforcement ( 1 ) http://172.19.1.196:8983/solr/secweb/select?q=virtual
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System SEC_News ( 1 ) http://172.19.1.196:8983/solr/secweb/select?q=virtual property
the arrangement of information technology system to support IT audit, and a summary of the business and compliance system. The revision is a result of the workshop on consideration of application for
SPRC disclosed information via the Stock Exchange of Thailand Information System during 21-26 February 2020 regarding the business email compromise that occurred in late 2019, which resulted in
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
matters can tarnish the credibility of THL management and internal audit system while connected transactions with related entities can also cause conflicts of interest, which could subsequently affect
comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as
and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and