anonymized data under possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which
possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have
Capital Market Supervisory Board TorJor. 49/2555 Issuance and Offer for Sale regarding Units of Real Estate Investment Trust http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1
market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory
and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory
violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
to seek benefits for themselves, which was deemed failure to perform duties or provide services with loyalty pursuant to the Notification of the Capital Market Supervisory Board.*The SEC has revoked