fee according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that
investment scheme]. Clause 10. Securities company shall submit to the SEC Office information and certification obtained from person responsible for undertaking of foreign collective investment scheme under
, having obtained securities brokerage license [under the Securities and Exchange Act B.E. 2535 (1992)], which provides services [as an agent] for selling, repurchasing and redeeming units of foreign
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices
, necessities and benefits which would be obtained from the disposal of Land and Buildings while considering the approval of Land and Buildings. In this regard, the Board of Directors’ meeting no. 2/2019 held on
Transaction. Subject to the relevant approvals having been obtained and the satisfaction of the conditions precedent under the SPA, the Bank expects the completion of the Transaction to take place within 2020