companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
ขึ้นในแต่ละภูมิภาค ในหัวข้อ Regulatory Alignment & Deference (การลดความไม่สอดคล้องกันของแนวทางการกำกับดูแลและการออกกฎเกณฑ์ต่าง ๆ) และ Use of technology in financial services (การใช้เทคโนโลยีในการให้
. This allow the analysis on asset allocation. In this regard, the information provided through the API channel is suitable for organizations, capital market entrepreneurs who can use raw data for
to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident
time, intermediaries in the capital market have gradually started to use the e-KYC processes._____________________________
preventing investors to fall victims for fraudulent solicitations, as well as being a mean of elevating the protection for investors.”The public can use SEC Check First application to search information on
expected.” SEC Secretary-General Ruenvadee Suwanmongkol added: “SEC pays attention to policy research and will continuously hold the SEC Capital Market Symposium. This year, we aim to demonstrate the use
information is required in the filing of debt instrument offering including use of proceeds, process for project evaluation and selection, management of proceeds, and reporting. Appointment of an external
landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market