and Aiyarin who violated Section 243 (1) in conjunction with Section 244 and Section 243 (2) of the SEA and Section 86 of the Penal Code, the Settlement Committee imposed a separate fine of 333,333.33
Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 and 86 of the Penal Code. In addition, certain evidence pointed that securities trading orders executed through others? trading
Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 of the Penal Code, subject to the penalties under Section 296, Section 296/1 and Section 296/2 and civil sanctions under
Section 91 of the Penal Code, as the case may be, subject to the liabilities under Section 296, Section 296/1 and Section 296/2 and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The
Penal Code.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those 12 offenders, as summarized below: (1) The offenders are required to pay civil penalties
assistant and supporter to the commission of the offenses and subject to the penalties in conjunction with Section 86 of the Penal Code. The Civil Sanction Committee has resolved to instruct the SEC to
with Section 83 of the Penal Code and Section 315 of the SEA (as the case may be). Moreover, Vijchu’s acts in particular, are deemed failure to perform duties as a private fund manager with honesty and
derivatives business (oil futures) without license in contravention of Section 16 and 125 of the Derivatives Act in conjunction with Section 83 of the Penal Code. Since the defendants pleaded guilty, the Court
, Section 86, Section 91, Section 352, Section 353 and Section 354 of the Penal Code. Each case may be subject to imprisonment from five to 10 years and a fine from 500,000 baht to 1 million baht. The SEC has