://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024, pursuant to Section 35, Paragraph 1
rollover, derivatives brokers must ensure that the required additional margin is posted by Monday, 31 March 2025, before the market closes. For asset management companies that need to cancel trading orders
according to the investor’s orders. She also counterfeited the investor’s signature to apply for an ATM card for the banking account the investor had opened for the purpose of accepting redemption money
. ____________________________Remarks: * By virtue of Section 58(1), the SEC imposed orders of clarification and disclosure on EARTH, as published in the following news releases: 1. SEC News No. 22/2561: SEC instructs EARTH to
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation
}, it was found that she had signed on unit purchase orders without communicating or giving advice to the client for whom {B} had given information and advice. {C} was working at the branch where {B} was
during 1 April 2016 - 4 May 2016. In so doing, (6) Mrs. Supritha Pai Kasturi, Senior Manager of PTL Finance and Accounting Department, helped to execute the PTL purchase orders before the inside
campaigns, was also concentrated in the accounts of those private fund clients. On the first trading day of TIGER shares on the mai (24 October 2018), Wichu began sending trading orders of TIGER shares, using
against Wichai for his fraudulent acts by misappropriating company assets and converting them to himself and other persons. He committed it by falsifying documents for securities purchasing orders to