Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor
Companies and Derivatives Intermediaries 06/09/2013 01/04/2014 Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection and Management of
Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets
| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule
deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552
ธุรกิจที่ให้ https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10460 longer be able to purchase, sell or trade digital assets via BX.in.th website investor protection in this regard, the SEC has set up
or trade digital assets via BX.in.th website investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned
innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets , SEC must closely monitor and supervise digital asset https