products and services so that investors would have more investment choices to choose from. However, clear and sufficient disclosure of information is imperative to facilitate investors? decision making. The

concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of

electronic system will be more transparent and reflect the companies? good governance. At present, several countries have used the similar system including ASEAN members in preparation for ASEAN Economic

confirmed the clients' trading orders via telephone, as she understood that these could have been evidence of the clients' trading orders. However, {A} failed to record her accepting of security trading

.?Ease of investment rules for mutual fund aims to widen both investment and fund raising opportunities for large projects in the GMS countries which have high growth potential?, Vorapol said.

which have been audited and reviewed by an approved auditor to the SEC and disclose them to the public by March 22, 2012.    

companies transparently or check thoroughly the fund?s assets before accepting them from the leaser. They also failed to provide evidence or contracts that would have proved the appropriateness of the

expansion and national long-term competitiveness.The SEC regulations on establishment of infrastructure fund have been in place with more flexibility such as value of investment property in case of power

Palotaitakerng, AFTC Secretary-General said that ?The AFTC and SEC have, in fact, been in collaboration for several aspects. The official MoU signing today confirms the two authorities? determination and unity to

sanctions* on the five offenders, requiring them to pay a civil penalty, a compensation at an equal amount to the benefit received or that would have been received, and a reimbursement of investigative