the assessment of AGM quality. In the past years, the project members have performed their duties very well and helped raise awareness among major shareholders and the corporate management to realize

warn the client and notify the supervisor of the suspicion. Moreover, the SEC urges securities firm's executives to monitor investment consultants under their supervision to perform duties in compliance

Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 and Clause 23(2) of the

the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated

Clause 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving

also show other key areas of improvement, such as, determination of basic shareholder rights and board duties and responsibilities.  ?Thailand is a clear leader in corporate governance among Asian

also show other key areas of improvement, such as, determination of basic shareholder rights and board duties and responsibilities.? ?Thailand is a clear leader in corporate governance among Asian

behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

November 8, 2014. *Clauses 20(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2012 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and

ซื้อหรือขายหน่วยลงทุนของกองทุนรวม (trailer fee) ให้ผู้ประกอบธุรกิจที่ขายหน่วยลงทุน ต้องพิจารณาด้วยความระมัดระวังและความรับผิดชอบ (fiduciary duties) ให้เหมาะสมกับบริการที่ผู้ลงทุนได้รับ (fee for reasons