appropriate rectification evidence is deemed failure to rectify its operation as per the CMSB orders. By virtue of Section 143, Paragraph 1 of the SEA, the CMSB therefore ordered suspension of Renaissance’s

already appropriate. In this regard, the transactions above are deemed acquisition of assets and related party transactions;  therefore, they are subject to approval of the shareholders’ meeting

clients, all of which were completely compensated. Teerasak’s misconduct of misappropriating clients’ assets and acting in the manner that implies dishonesty, is deemed failure to perform duties or

(e.g., close relative) and engages in irregular trading while the company has not disclosed the inside information, shall be deemed to have engaged in insider trading as well. In addition, it is illegal

her employement and had her pay compensation to the inflicted client in full.Panita and Nitchawan have failed to perform their duties or provide services honestly. Their misconducts were deemed wrongful

person having shareholders? equity at the minimum of 100 million baht or securities investment at the minimum of 20 million baht.As AI is deemed sophisticated investors with higher risk-taking capability

were induced to transfer their money to the company's account while the company also obtained benefits from trading fees which are deemed undertaking derivatives business without license in contravention

considered that she had already been suspended by her employer no less than the said period, the suspension imposed by the SEC is deemed to have been served.* Clauses 20(1) and (2) of the Notification of

SEC shall remain 2 months, effective from July 9, 2015. * Making trading decision on the client?s behalf and failure to perform duty in compliance with the company?s rules were deemed as a violation of

rules were deemed as a violation of Clause 14(2) of the SEC Office Notification No. SorKhor.49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 and Clause 20(2) of