were induced to transfer their money to the company's account while the company also obtained benefits from trading fees which are deemed undertaking derivatives business without license in contravention
considered that she had already been suspended by her employer no less than the said period, the suspension imposed by the SEC is deemed to have been served.* Clauses 20(1) and (2) of the Notification of
SEC shall remain 2 months, effective from July 9, 2015. * Making trading decision on the client?s behalf and failure to perform duty in compliance with the company?s rules were deemed as a violation of
rules were deemed as a violation of Clause 14(2) of the SEC Office Notification No. SorKhor.49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 and Clause 20(2) of
going public. Besides, many participated businesses have high potential and are willing to adjust themselves to remain competitive in an increasingly global competitive environment. This could be deemed
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
approve to process as deemed necessary and appropriate, in order to ensure the Entire Business Transfer and Securities Allocation Transaction is complete within May 30, 2018, or the date mutually agreed by
to the Company, including entering into the Entire Business Transfer Agreement including other relevant transaction documents, and also approve to process as deemed necessary and appropriate, in order
the registration statement under Part 4. Clause 6 The following foreign exchanges located in the countries recognized by the SEC Office shall be deemed the home exchange of a foreign company applying