President Nares Laopannarai https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024
?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets company’s Trading Rules as approved by the SEC Board and its
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets company’s Trading Rules as
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024, pursuant to Section 35, Paragraph 1
rollover, derivatives brokers must ensure that the required additional margin is posted by Monday, 31 March 2025, before the market closes. For asset management companies that need to cancel trading orders
according to the investor’s orders. She also counterfeited the investor’s signature to apply for an ATM card for the banking account the investor had opened for the purpose of accepting redemption money
. ____________________________Remarks: * By virtue of Section 58(1), the SEC imposed orders of clarification and disclosure on EARTH, as published in the following news releases: 1. SEC News No. 22/2561: SEC instructs EARTH to
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation
}, it was found that she had signed on unit purchase orders without communicating or giving advice to the client for whom {B} had given information and advice. {C} was working at the branch where {B} was