; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make
whether or not the analysis is fundamental or technical, in conjunction with such consultation, and shall mean an ASEAN investment analyst as well; “ ASEAN investment analyst ”9 means a person eligible to
investors and eligible to analyze investment related to the value or appropriateness for trading or investing in capital market products whether or not the analysis is fundamental or technical, in conjunction
interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
THL’s failure to prepare and submit the Management’s Discussion and Analysis (MD&A) for the year 2021 within the period specified by the Capital Market Supervisory Board. This liability arises from
discussion and analysis for the year 2020 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital Market Supervisory Board. The rectified audited
discussion and analysis for the year 2018 (3) an annual updated information statement for the year 2018 (Form 56-1) (4) an annual updated information statement for the year 2018 (Form 56-1) and (5) the
in the notification as follows : the first half of the fiscal year 2022 together with an interim management discussion and analysis This case is in the process of inquiry by the inquiry official
the first half of the fiscal year 2022 together with an interim management discussion and analysis This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56
submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and