Company Limited serves as the bondholder representative for JKN239A. The e-meeting’s agenda contains subject matters for consideration of approval as follows:  1. Extension of the bond maturity date without

prescribed additional qualifications of principle valuers for transactions in capital market. The applicant intending to seek the SEC?s approval must pass the examination of Scholastic Management Aptitude

Bangkok, February 12, 2016 ? The SEC is seeking public comments on draft amendments to the principles and regulations on granting of approval for marketing agents of private funds (PF) and

Foreign Currency 17/01/2017 16/02/2017     2. Notification of the Office of the Securities and Exchange Commission  SorOr. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of

NAV of PVD : Requiring the custodians responsible for safeguarding the assets of PVD to additionally establish an adequate system for NAV verification and verify the NAV of the PVD. Additionally, the

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

familiar with tools for verification before making investment decisions to build investment confidence. The SEC has participated in this activity for the 9th consecutive year since 2017.

than Baht 500,000. KBank and Thai Bankers’ Association are now preparing and seeking approval for training courses from AMLO.  Regulations for Businesses Undertaking Electronic Funds Transfer Service

liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor. 49/2552 Re: Approval for