of violation.  The SEC urges anyone who is affected by the damage incurred from making an investment with this group of persons to provide the ECD Police with additional information at 0-2237-1199 for

securities business operation can give additional information to the ECD Police at 0-2237-1199.Investors are strongly advised to consult the License Check page at www.sec.or.th to verify the status of

whose proxy is their custodian that is a local financial institution, listed companies may bypass request for additional ID documents because the custodians must already have examined their clients? ID

or giving any advice to the client, he signed such selling order form in the capacity of an investment consultant. In addition, he neither examined the transaction nor requested for additional

Exchange (SGX), who is of view that volatility closing price on such particular day was due to market?s low liquidity. SGX also investigated on the incident and decided to set additional measure where market

, there was an extra expense, which was to set up an allowance for doubtful accounts of a short-term loan of 1 2 7 .9 9 million baht of a subsidiary. And loss from sale of investment in a subsidiary of Baht

ดังนี้  (1) กรณี debt-liked ICO ที่มีการกำหนดอัตราผลตอบแทนไว้แน่นอน ไม่ผันแปรตามการดำเนินงานของโครงการแต่อาจมีการให้ผลตอบแทนเพิ่มเติม (extra return) ต้องมีการจัดทำและเปิดเผยข้อมูลเกี่ยวกับการประเมินความน่า

ครอบคลุมถึงการลงทุนของกองทุนรวมไทยเพื่อความยั่งยืนแบบพิเศษ (Thailand ESG Extra Fund: Thai ESGX) ด้วย - ยกเว้นให้ Thai ESG ที่เน้นลงทุนในตราสารหนี้ ไม่ต้องปฏิบัติตามแนวทางปฏิบัติในการดำรงสภาพคล่อง เช่น

net profit margin 2) higher depreciation resulted from additional investments in plant, machinery, and office renovations to improve production efficiency and reduce production cost, in order to prepare

documentation. Clause 7 In deliberating an application, the SEC Office is empowered to give a written notice calling an applicant to provide an explanation or submit additional evidentiary documentation as deemed