acting as a manager. Clause 6. In case where the derivatives broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together
wishes to be an auditor approved by the SEC Office shall file an application for approval to the SEC Office per Form 61-1F together with documents and evidence as specified on the website of the SEC Office
including any provident fund. Clause 3 The issuance and offer for sale of units shall comply with the following rules: (1) an application for an approval, granting an approval for offer for sale of units, and
of the application. If the examination on such knowledge has been passed for a period of time exceeding two years on the date of submission of the application, such applicant shall complete such
by an association or a training institute, for a period of time not exceeding two years on the date of submission of the application. If the examination on such knowledge has been passed for a period
/2546 Re: Rules for the Application for a Waiver from the Requirement to Make a Tender Offer for All Securities of the Business by Virtue of the Resolution of the Shareholders’ Meeting of the Business
mainly in and benefit from infrastructure assets. Clause 4 This Notification sets out the following; (1) in relation to the application and the approval on the offering of the newly issued units; the
Blue Finix Digital Company Limited (“Blue Finix”) which operates business regarding application development on online live streaming platform. The application is now available in trial version both IOS
), as well as the AMLO’s issuance of the Counter-Terrorism Financing Act B.E. 2556 (2013) and subsequent rules with details pursuant to both Acts for application to intermediaries. The SEC Office hereby