registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core business is under direct supervision of another
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices
and available install at site of customers. As a result, the performance for the third quarter of 2018 is as below; - Sales increased from Baht 251.82 million in the third quarter of 2017 to Baht 288.27
, the SEC https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2004.pdf Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can
Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can function via the DRC site in case of longer-than- expected failure of the
regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market
: https://publish.sec.or.th/nrs/9540s.pdf ** Zipmex Co., Ltd. communication channels for customer relations (Source: Zipmex web site/ as of 16 November 2023)1. Live Chat (only on web site)2. Email
://www.facebook.com/sec.or.th/ Thailand Taxonomy Phase I and related documents can be downloaded at the BOT web site: https://www.bot.or.th/th/financial-innovation/sustainable-finance/green/Thailand-Taxonomy.html and