According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above
or executives for a specified period.With the facts and evidence found following the case referral from the Stock Exchange of Thailand (SET) and the SEC ‘s investigation, it was presumed that Laksana
) Haircut rates on position risks of certain types of instruments will be adjusted while additional haircut rates for position risks for shares traded on the LiVE Exchange and depositary (LiVE Exchange) and
the share price of RASA was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992 (SEA). He agreed to enter the fining process. The
that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted
Exchange of Thailand, the SEC?s further investigation has revealed that Witoon and the three other persons in the same group purchased GLOBAL shares and GLOBAL-W warrants and gained benefits from such
valuation of Land and Buildings from a valuer approved by the Securities and Exchange Commission ("SEC"). The value of consideration is derived from the price negotiated between the Purchaser or NML, compared
1 At JSP 60/12/04 December 26, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance. To President The Stock Exchange of Thailand The Board of
1 At JSP 60/12/04 December 26, 2017 Subject Notifications of the connected transaction regarding the receipt of financial assistance. (Revise) To President The Stock Exchange of Thailand The Board of
Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside