arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on https://www.sec.or.th/EN/Pages
a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on https://www.sec.or.th/EN/Pages/LawandRegulations
/translate-digital.docx HouseStyle business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider
warns the public and investors to be cautious with the services provided by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment
and investors to be cautious with the services provided by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the
Company Limited (CRC) notified the business takeover of COL Public Company Limited (COL) through an acquisition of all COL securities for delisting the COL securities on 14 September 2020. ** Section
examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time
. A summary of their offenses is as follows: The first incident: Two offenders, namely (1) Mr. Luacha Bho-ob and (2) Mr. Sitthichai Limsowan, as business partners, placing trading orders around the same
Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 19000, Thailand Hotline: 1207, Tel: +66 2033 9999 Remarks: (1) Business days from Mondays to Fridays except holidays specified by
%20property SEC is seeking comments on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for