connected person of the Company. 3. General characteristic of the transaction and assets 3.1 General characteristic of the transaction and assets The Company and KMM will enter into the Disposal of

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis . Clause 2. This Notification

investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of

2. แนวทางการย่ืนเอกสารหลักฐานและขอมูลการเสนอขายตราสารหนี ้: 2.4 หุนกูท่ีเสนอขายตอผูลงทุนในตางประเทศ ภายใน 15 วันนับแต ส้ินเดือนที่เสนอขาย ไถถอน/ใชสิทธิ รายงานการไถถอน/ใชสิทธิ Online+P

& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk

The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online

of Digital Economy and Society (MDES), the meeting also discussed guidelines on resolving problems of fake Facebook pages luring people into investment scams. Currently, investment scams and online