has reported the features of the structured notes to be offered for sale to the SEC Office in accordance with the procedure specified in Clause 14; (3) the Company shall obtain a Board of Directors

Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...

Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...

relevant authorities (resolution regimes), along with providing a broad range of resolution powers to resolve financial institutions’ crisis timely, especially amid the global interlinkage across financial

not been approved by its regulatory authorities or the Financial Institutions Restructuring Authority, or that is ordered to resolve its distress financial positions by way of capital decrease and

appropriate for their debt repayment ability: - Applicants earning less than Baht 30,000 per month are granted credit limit of up to 1.5 times their monthly income, and shall obtain personal loans from no more

acquired asset is considered as an exemption of new listing application as all 4 criteria of the following apply is required to disclose information on the Transaction to the SET; obtain approval from the

Clause 3.2).NDR is required to disclose information on the Transaction to the SET; obtain approval from the shareholders’ meeting of NDR with votes of not less than three-fourths of the total votes of the

pending settlement transactions such as penalty fee in lieu of securities delivery or penalty fee for failure to obtain benefits is allowed to maintain balance in a Non-resident Baht Account for Securities

issued ordinary shares at the Extraordinary General Meeting of Shareholders No. 1/2017, the Company must obtain an approval from the SEC to offer the newly issued ordinary shares to the specific investor