Notification shall come into force as from 16 May 2006. Notified this 2nd day of May 2006. - signature- (Mr. Thanong Bidaya) Minister of Finance Chairman of the Securities and Exchange Commission Note: please
. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and Section 97 of the Securities and
Clause 16 shall come into force from 1 January 2002. (see note attached hereto) Clause 2. The followings shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No
Notification shall come into force from the day following the date of its publication in the Government Gazette except Clause 16 shall come into force from 1 January 2002. (see note attached hereto) Clause 2
loss of damages arising from or related to its use. ------------------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange
investment but the bank did not. Thus, the client lodged a complaint and asked the bank to compensate the whole investment amount. It was found that {A} signed the structured note subscription order, risk
business for a period of 10 years, effective from 6 May 2020. _______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the
capital market business for a period of 10 years, effective from 6 May 2020._______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of
Note: Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 4/2548 Re: Qualifications and Other Prohibited Characteristics of Executives of Securities Companies dated 17 January