does not possess prohibited characteristics pursuant to the law governing securities and exchange and notifications issued by virtue of the said law. The letter of certification shall be signed by the
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Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border
investment units. 2 “mutual fund” means any open-end mutual fund and any closed-end mutual fund; “closed-end mutual fund” means any mutual fund that does not offer redemption of investment units; “open-end
registered capital under Notification of the Securities and Exchange Commission concerning determination of paid-up registered capital of a person who obtains derivatives business license; (2) not having a
the Securities and Exchange Commission concerning determination of paid-up registered capital of a person who obtains derivatives business license; (2) not having a reasonable ground to believe that the