The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
Clause 16 (1) in compliance with the following rules: (1) disclose the information on the execution of such transaction to the SEC Office in the form and procedure specified in the Electronic Information
rules: (1) disclose the information on the execution of such transaction to the SEC Office in the form and procedure specified in the Electronic Information System of the SEC Office; (2) disclose the
No. Nor Por. 4/2561 Re: Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management __________________ Whereas the Notification of the Capital Market Supervisory
. Nor Por. 4/2561 Re: Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management __________________ Whereas the Notification of the Capital Market Supervisory Board No
clients were affected by an outbreak of COVID-19, and hence postponed services of the Company due to strict preventive measures limiting access of external parties into the clients’ sites. Please be
Thai ESG funds, encouraging the adoption of Free Float Adjusted Index, and preparing measures to address the issue of mule accounts related to the capital market and investor scams. Additionally, the
, using the key measures of preventing, deterring, and suppressing wrongful acts. So far, the Project has made significant progresses.On 1 February 2024, the SEC Board Meeting No. 2/2567 gave its approval
confidence in the capital market and protecting investors through appropriate strategies. She emphasized the "Preventing, Deterring, and Suppressing" measures for more effective regulatory oversight and
), the 5 Don’ts of Investment, and debt relief measures. The event took place during 21-23 August 2024.(21 August 2024) Ms. Sarica Apiwatthakakul, SEC Director of the Capital Market Education Department