deemed a failure to perform duties responsibly, carefully and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and
Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate fraud in accordance with Section 90 of the Penal Code. In addition, he was also sentenced to serve 8-year
and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and was consequently liable to the penalties as prescribed
Section 243(1) in conjunction with Section 244 and Section 243(2), and subject to the penalties under Section 296 of the Securities and Exchange Act (SEA). Currently, the offense is specified under Section
actions of the persons above are deemed offenses under Section 244/3(1)(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 or in conjunction with Sections 83 and
People’s Republic of China and Thailand ______________ By virtue of Paragraph 2(1) of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4
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an offense under the second paragraph of Section 281/2 and Section 311 of the Securities and Exchange Act. The SEC, therefore, filed a criminal complaint against Mr. Suphan Sethapanich to the DSI to
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorNor 21/2551
e-service Online Submission Business Operation Rules >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 33/2543