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SEC public hearing on draft amendments on waiver of mandatory tender offer pursuant to the shareholders? meeting resolution (whitewash)

Bangkok, 25 July 2017 ? The SEC is seeking public comments on the draft amendments to the rules governing application for a waiver of mandatory tender offer for all securities of a business pursuant

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7103

SEC public hearing on draft rules on reporting of securities holding and business takeover of foreign issuers

Bangkok, May 26, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6326

SEC public hearing on draft rules on reporting of securities holding and business takeover of foreign issuers

Bangkok, May 23, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6349

Public hearing on draft regulation on prevention and management of conflicts of interest and investment of business operators

Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5655

Proposed amendments to the rules on maintaining liquidity for mutual fund with a focus on fixed income investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=545

SEC Thailand’s Public Hearing on Revision of Regulation on Purchasing or Selling Listed Securities Outside the Securities Exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=547

SEC Thailand’s Public Hearing on Draft on providing services of Portfolio Advisory and Program Trading guideline by ASCO

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=551

SEC Thailand’s Public Hearing on revision to the rules on providing investors to access mutual fund service more conveniently.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=571

SEC Thailand’s public hearing on proposed amendments to the regulations of limitations on unitholding in mutual funds

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=592

SEC Thailand’s Public Hearing on revision to the rules on adding equity intermediary license and private fund management license.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=620