investment decisions. Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565
, followed by Property & Construction, Industrial, and Services with 12 companies each. To honor the companies having strong determination to improve their corporate governance, TIA in this year assessment
commonly-accepted academic principal or the international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management company should observe the duty of care
commonly-accepted academic principal or the Page 3 of 32 (Unofficial Translation) international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management
Kasikornbank PCL., and the company involves replacing the principal shareholder and director of the seller’s 2) The seller must obtain the written consent of the Kasikornbank PCL., on the subject (1) To cancel
Commission governing determination of fees for filing, registration and other applications concurrently with the filing of such application. Clause 8 In considering the application, the SEC Office may notify
. KorThor 6/2547 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investor. By virtue of section 3 and section 9 under the Derivatives Act, B.E. 2546 (2003), the SEC hereby
Securities and Exchange Commission No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation
Notification of the Securities and Exchange Commission No. KorKhor. 10/2551 Re: Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation