Bond Dealer and Underwriter Others (Securities Business) Derivatives Agents Derivatives Dealer Stock Exchange/Futures Exchange TSFC/IDB Approval and Qualifications Approval and Standards Practice Code of
Section 243(2) of the Securities and Exchange Act B.E. 2535 (SEA) and Section 83 of the Penal Code. The Settlement Committee therefore imposed fines on them in the amounts of 36,815,524.26 baht, 500,000